UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 or 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On July 26, 2022, Aterian, Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, a total of 27,670,662 shares of the Company’s common stock, or 40.1%, of the Company’s issued and outstanding shares of common stock as of June 2, 2022, the record date for the Annual Meeting, were represented online or by proxy.
At the Annual Meeting, the Company’s stockholders considered two proposals, which are described in more detail in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on June 15, 2022.
Set forth below is a brief description of the matters voted upon at the Annual Meeting and the voting results with respect to such matters.
Proposal No. 1: To approve the election of Yaniv Sarig and Sarah Liebel as Class III Directors to serve until our 2025 Annual Meeting of Stockholders.
| Nominee |
For |
Withheld |
Broker Non-votes | |||
| Yaniv Sarig |
10,147,252 | 868,864 | 16,654,546 | |||
| Sarah Liebel |
10,695,818 | 320,298 | 16,654,546 |
Proposal No. 2: To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.
| For |
Against |
Abstentions |
Broker Non-Votes | |||
| 26,989,203 | 389,164 | 292,295 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ATERIAN, INC. | ||||||
| Date: July 28, 2022 | By: | /s/ Yaniv Sarig | ||||
| Name: Yaniv Sarig | ||||||
| Title: President and Chief Executive Officer | ||||||